Home > Term: Rule 405
Rule 405
NYSE codification of "know your customer" rules, which require that a customer's situation is suitable for any investment being made.
- ส่วนหนึ่งของคำพูด: noun
- อุตสาหกรรม/ขอบเขต: Financial services
- Category: General Finance
- Company: Bloomberg
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- Jessehe
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